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The Stock Market Goes up and down, but Investment Fraud Is Always Lurking

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Stockbroker malpractice occurs whether the stock market is up, down, or sideways. On this edition of “Cover Your Assets”, Attorney David Meyer shares examples of investment fraud that he is seeing so far in 2018. Also, an update for investors caught up in the Woodbridge investment scheme.

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The Stock Market Goes up and down, but Investment Fraud Is Always Lurking Securities Blogs:

Stifel Nicolaus Faces $2.3 Million Fine Over Exchange-Traded Products Supervision Failures

Exchange-traded products (ETPs) are under the spotlight once again as Stifel, Nicolaus & Co. has been fined $2.3 million for...

What Is Cherry Picking?

Cherry-picking is a deceitful practice in which investment advisers or brokers allocate profitable trades to themselves or favored clients and...

William Shane Garrow Pleads Guilty to $4.2 Million Scheme

The case of William Shane Garrow—a former Senior Vice President at the Bank of Oklahoma—demonstrates the severe consequences when financial...

Robinhood Fined $45 Million by the SEC for Compliance and Cybersecurity Failures

Robinhood has been fined $45 million by the Securities and Exchange Commission (SEC), drawing attention to the increasing regulatory scrutiny...
The information contained in The Firm’s posts on its blog, fraud alerts, investigations or elsewhere on the site is based upon information obtained from public sources including, but not limited to, news outlets and federal, state, and regulatory agency filings. All suspects and subjects of postings herein are presumed innocent until proven guilty in a court of law or administrative action and any and all crimes are alleged until a court or regulatory agency finds otherwise.
Cover Your Assets Blog Posts:

The Investment Fraud Attorneys at Meyer Wilson Werning Are Investigating Claims and Speaking to Victims of Philip Incorvia’s Alleged Ponzi Scheme

Meyer Wilson Werning is investigating claims that Philip Incorvia, a long-time broker at Henley & Co. out of New York,...

Did Mark Former Make Unauthorized Trades or Recommend Unsuitable Investments on Your Account?

Meyer Wilson Werning is investigating allegations that Illinois-based broker Mark Former engaged in unauthorized trading and recommended unsuitable investments, including...

Did You Have an Account Managed by Kevin McCallum of LPL Financial?

Meyer Wilson Werning is investigating allegations that Alabama-based broker Kevin McCallum engaged in unauthorized trading and unsuitable purchases of risky...

Did You Lose Money in an Account Managed by Andrew Marschall?

Meyer Wilson Werning is investigating allegations on behalf of investors that Andrew Marschall, a Maryland-based broker, recommended unsuitable investments of...

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