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Raymond James Broker Thomas Whitmeyer O'Brien Is the Subject of a Customer Complaint

Thomas W. O’Brien, a financial advisor for the brokerage firm of Raymond James & Associates, Inc., is the subject of a recently-filed customer complaint alleging $5 million in damages.

The customer complaint, which was filed as an arbitration with the Financial Industry Regulatory Authority (FINRA), alleges, among other things, breach of contract, fraudulent concealment, overconcentration, unauthorized trading, and failure to supervise.

Mr. O’Brien works at a Raymond James office in Shreveport, Louisiana. According to regulatory records, he has worked for Raymond James since February 2013. Prior to that, he worked for the brokerage firm of Morgan Keegan & Co., Inc.

If you are a current or former customer of Mr. Whitmeyer and have questions about investments that he sold to you, please call the experienced securities arbitration lawyers at the law firm of Meyer Wilson today. Since 1999, they have represented more than 1,000 investors throughout the U.S. and recovered more than $300 million on behalf of their clients.

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The information contained in The Firm’s posts on its blog, fraud alerts, investigations or elsewhere on the site is based upon information obtained from other sources including, but not limited to, news outlets and federal, state, and regulatory agency filings. All suspects and subjects of postings herein are presumed innocent until proven guilty in a court of law or administrative action and any and all crimes are alleged until a court or regulatory agency finds otherwise .

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