Broker-Advisor Kevin Richard Wilson (CRD# 3262701) is currently a registered securities broker with National Securities Corporation in New York City. According to FINRA’s BrokerCheck report, Wilson has been registered with the firm’s Park Avenue branch since August 2017. He was previously registered with Laidlaw & Company (UK) Ltd. in New York City from October 2010 to September 2017.
Wilson’s CRD report indicates he is currently facing four pending consumer-initiated complaints. Those pending disputes stem from allegations made by investor clients while Wilson was employed by Laidlaw & Company.
Pending customer disputes against Wilson include:
Investors who worked with Mr. Wilson may wish to consider thoroughly reviewing their portfolios and investments for potential signs of misconduct.
In investment loss cases involving claims like these, it is not uncommon for brokerage firms to be held accountable for losses suffered by clients of an advisor whom they employed. Financial and securities firms are legally obligated to supervise their broker’s activities and the recommendations they make in order to protect customers and ensure compliance with FINRA rules regarding screening, yearly reviews, monitoring, and training / licensing. As such, firms may potentially be held liable should customers suffer losses as result of the firm’s failure to supervise.
Meyer Wilson has experience representing clients across the country who suffered financial losses as a result of many different forms of investment fraud and misconduct, and has recovered more than $350 million in cases involving a variety of complex claims. If you believe your broker or financial advisor recommended unsuitable investments, or if you have suffered investment losses due to fraud or misconduct, our attorneys are available to speak with you about your rights and potential options during a free consultation.
Contact us to speak with an attorney. Meyer Wilson serves clients nationwide.
