Investment losses caused by misconduct can have a tremendous impact on your finances in Cupertino, California. Resolving issues caused by misconduct can involve dealing with intricate regulations and investment laws.
Fortunately, you do not have to handle these complications on your own. Instead, you can work with a Cupertino investment fraud lawyer from our team at Meyer Wilson. We provide nationwide assistance to individuals dealing with investment misconduct.
You can contact our California investment fraud lawyers to see if you’re eligible for arbitration when you call or fill out our online contact form. You can take charge with a California investment fraud lawyer.
What Investment Misconduct Claims do We Handle for Clients in Cupertino?
Our team at Meyer Wilson handles a wide range of claims involving investment misconduct. You can reach out to us if you believe that your financial advisor engaged in acts involving:
The above list contains only examples of investment fraud cases we can handle around Cupertino. We’re ready to review your specific situation when you contact us for assistance with your claim.
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$350 Million for Our Clients Nationwide.
Why Hire Us for Your Cupertino Investment Misconduct Case?
Finding the right investment fraud lawyer serving Cupertino, CA, can help you feel confident about the results of your claim. Our team offers you over 75 years of combined experience handling these claims.
We’ve served thousands of clients, bringing individuals who come to us for help over $350,000,000 in compensation. We’ve received accolades in U.S. News, including our status among The Best Lawyers in America®.
You can contact a Cupertino investment fraud lawyer for a free consultation about your legal options if you suspect you’ve lost savings through some form of investment misconduct. We take your needs seriously and stand ready to represent you.
What Is Investment Fraud in Cupertino?
Investment fraud can refer to illegal or deceptive practices committed by individuals or companies that manage investment assets or securities, resulting in financial loss to investors. Some common types of investment fraud include:
Ponzi Schemes
Ponzi schemes occur when someone takes funds from new investors and uses them to pay fake ‘returns’ to earlier investors instead of actual investment profits.
Churning
Churning investment fraud involves excessive and unnecessary trading by brokers to generate more fees and commissions from client accounts.
Misrepresenting Facts or Concealing Risks
This action may involve downplaying or not disclosing risks associated with investments or portfolios. Financial professionals have a responsibility to handle your investment in good faith and with honesty.
Unsuitable Investments for Asset Allocation
You rely on an investment professional to provide you with suitable investment strategies. The recommendation of improper investments can result in the loss of your money and higher levels of risk.
Failure to Follow Your Instructions
You can expect an investment firm to comply with your instructions for investing your money. However, misconduct, errors, or negligence can cause the firm to ignore your instructions, leading to financial harm.
A lack of appropriate supervision can make it easier for investment misconduct to occur at a firm.
Margin or Unauthorized Trading
Some financial advisors recommend margin trading. However, this risky strategy can easily cause you to lose money. You may have a claim if a firm suggested this strategy to you.
You may also build a claim if a broker makes transactions without getting your permission to buy or sell for you.
Private Placements
Finally, a Cupertino investment fraud attorney may help you if an investor lost your savings through unregistered securities. These private placements often lack transparency and come with high levels of risk.
Our lawyers are nationwide leaders in investment fraud cases.
How do You Resolve Investment Fraud Cases in Cupertino?
You have several options to resolve your legal situation with help from a Cupertino securities fraud lawyer. In the majority of cases, we help clients through Financial Industry Regulatory Authority (FINRA) arbitration.
FINRA gives you a forum to resolve conflicts involving investment fraud. This efficient and streamlined process can often provide you with a quick and fair resolution to your concerns.
In many situations, FINRA arbitration resembles a court case. You can expect your Cupertino investment fraud lawyer to:
- File a claim for you
- Conduct discovery
- Present evidence
However, the evidence and claim go before an arbitration panel that comes to a binding decision after listening to your Cupertino securities fraud attorney. The professionals recommend legal aid as the arbitration panel makes a final decision about claims.
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Are There Other Options to Handle Cupertino Investment Fraud?
The vast majority of investment fraud claims go into FINRA arbitration to resolve. However, an investment fraud attorney serving Cupertino, CA, may sometimes pursue litigation in other arbitration forums or court.
We can help you learn more about these options when you contact us. However, you may begin the legal process planning for FINRA arbitration.
How Can an Investment Fraud Lawyer Help You?
A Cupertino investment fraud lawyer can assist with all aspects of your claim, helping you seek restitution for your situation. Our team has the resources to level the playing field if you’re going up against a firm that engaged in investment misconduct.
We keep a client-centered approach and use state-of-the-art technology to streamline the legal process and save you time. Additionally, we handle claims on a contingency basis, meaning you only pay us for legal fees after we resolve your claim.
Talk to Us About Your Investment Fraud Case in Cupertino
You can hire a Cupertino investment fraud lawyer from Meyer Wilson for help if you suspect that you experienced any form of investment misconduct. Our firm has national resources that allow us to offer you guidance through the legal system.
Learn more by calling or completing our online contact form.
Recovering Losses Caused by Investment Misconduct.