Investor fraud lawyers at Meyer Wilson are currently investigating former broker Jerry Irvin Chancy relating to allegations that he sold investments to customers that were not approved by his supervising brokerage firm.
Jerry Irvin Chancy (CRD# 1787712) is a former registered representative with the brokerage firm of Legend Equities Corporation. According to the Financial Industry Regulatory Authority (FINRA), the self-regulatory organization that oversees brokerage firms, Chancy was recently permanently barred from working in the securities industry in any capacity after he allegedly refused to cooperate with a FINRA with information into his alleged misconduct.
FINRA states that it began investigating Chancy in December 2014 to determine whether he had improperly participated in unapproved outside business activities or unapproved private securities transactions with brokerage customers. It is a violation of securities industry rules for a broker to engage in outside business activities or private securities transactions without the brokerage firm's knowledge and approval.
In his Letter of Acceptance, Waiver & Consent, FINRA states that the alleged misconduct took place from November 2006 to January 2015 while Chancy was associated with Legend Equities Corporation.
Was Jerry Irvin Chancy your broker? If you invested with Legend Equities Corporation and Chancy was your broker, we invite you to contact our firm for a no-charge consultation. The investment fraud attorneys at Meyer Wilson help investors recover losses caused by stock broker fraud and other misconduct. Call us today or tell us what happened to you by submitting a free case review form.
