Complaints Database Broker Name
Daniel Barnard
Complaints Database Employer
Cabin Securities, Inc., Berthel Fisher & Co.
Complaints Database Allegations
Recent complaints against Daniel Barnard allege that prior to his termination from Berthel Fisher & Co., he recomended illiquid, unsuitable alternative investments, including Oil and Gas investments, Real Estae and Direct Investments. B&F has already settled one of these claims. The broker has been the subject of previous allegations of misrepresentation and unsuitablitiy and has been terminated on two occasions for borrowing money and impersonating a client on the telephone.
Complaints Database Outcome
PENDING/SETTLED/TERMINATED