Damages resulting from violations of securities laws or other duties owed by brokerage firms and financial advisors can vary for each case. They based on the individual circumstances of the product, the investor or even the location of the potential claim. Statutory and common laws can impact an investor’s ability to recover losses. Investment values change constantly and the timing of misconduct can affect potential damages in litigation, arbitration or mediation. As each stockbroker misconduct claim is different, it is important for an aggrieved investor to engage an experienced stockbroker misconduct lawyer that understand these components to help identify and determine the nature and extent of their losses.
Recovering Losses Caused by Investment Misconduct.