Securities Lawyer Serving Vermont

You have lost over $100,000 because of an investment advisor, financial firm, or stockbroker’s misconduct. This is devastating, and you have no idea what to do from here. Luckily, legal help is available. 

Speak with a securities lawyer serving Vermont from Meyer Wilson Werning. Our attorneys will discuss what legal avenues you may pursue and how to get money from anyone responsible for your financial losses. Our seasoned team has recovered more than $350 million in securities cases and many others. 

We are led by industry-renowned trial attorneys named among The Best Lawyers in America® by U.S. News. Trust us to investigate your claim and safeguard and restore your financial security. Schedule a case consultation with a nationwide securities lawyer. 

What to Expect When Working with a Securities Attorney

A Vermont securities attorney understands the legal landscape. They will teach you about the rules of the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Your lawyer determines if these rules were breached and, if so, what to do to receive compensation from those who committed the violations. 

Your lawyer represents you in FINRA arbitration and mediation. They offer insights into both options and help you weigh their respective pros and cons.

With either choice, your attorney gathers evidence to support your case. They make sure your legal rights are protected throughout your legal proceedings. 

At Meyer Wilson Werning, we make it easy to connect with lawyers who put your best interests front and center. We want to assist you with your securities case. Unfortunately, our securities attorneys may not be able to help you if an adviser or broker played no role in the crypto, pump and dump, or other scheme in which you lost money.

Securities Legal Representation Serving Vermont to Consider for Your Case

Who you choose as your Vermont securities lawyer has long-lasting implications. Select an attorney who has helped past clients achieve outstanding case results. Lawyers who could help you with your case include:

• Vermont broker misconduct lawyers: A broker acts unethically, going against your financial interests and causing you to incur financial losses. Have an attorney examine your case and help you prove that this broker should have to compensate you due to their misconduct. 
• Vermont financial advisor breach of fiduciary duty lawyers: A stockbroker or investment adviser violates their fiduciary duty to you, and you lose money because of their actions. Talk with an attorney about your case, and they can help you pursue compensation for your losses.   
• Vermont Ponzi scheme lawyers: Contact a lawyer if you are the victim of a Ponzi scheme. Your attorney can learn about the scheme and seek compensation for you from anyone behind it. 
• Vermont financial advisor negligence lawyers: It is incredibly difficult to prove that a financial advisor was negligent. An attorney can show that an advisor gave you guarantees on an investment, failed to follow state or federal laws, or committed other acts of negligence. 
• Vermont stockbroker failure to execute orders lawyers: It is reasonable to expect a stockbroker to sell or buy a stock when you ask them to do so. If a broker ignores your request, an attorney could help you secure compensation based on their failure to execute your order. 

Discuss your securities case with an attorney, and share any legal concerns or questions you have with them. Depending on the circumstances of your case, your attorney may advise you to move forward with FINRA arbitration or mediation. 

How a Securities Claim Can Be Resolved through FINRA Arbitration or Mediation

FINRA arbitration works in a manner similar to that of court litigation. You and the other party present your respective arguments to a panel of up to three arbitrators. Next, the panel decides on your case. Its decision is usually final and binding. 

Mediation can provide more flexibility than arbitration. Both parties jointly agree on who will serve as the mediator, a neutral third party who oversees the proceedings. The mediator works with the parties to find common ground. They could help the parties settle a securities claim. 

A Vermont securities attorney gives you information about mediation vs. securities arbitration and their differences. Regardless of your choice, your lawyer will argue your case on your behalf. 

Partner with the Law Firm that Other Securities Lawyers Call on for Support

Do not let an investment advisor, financial firm, or stockbroker off the hook for your financial losses. Work with Vermont securities attorneys who will give your case their undivided attention. Your lawyer can help you get compensation through FINRA arbitration or mediation. 

The lawyers at Meyer Wilson Werning are nationwide leaders in securities cases. We have a deep understanding of the securities industry and use what we know to help our clients achieve their desired case results.

Allow us to serve as your legal representation. Request a consultation with a securities attorney from our team.